Christopher J. Tuttle

TUTTLE FINANCIAL SERVICES, LTD.

NEW YORK, NY 10011-1913

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CRD#: 1517366

Professional summary

Christopher John Tuttle, CFP®, who also goes by Chris Tuttle, is a registered financial advisor currently at TUTTLE FINANCIAL SERVICES, LTD. located in New York, New York.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Christopher has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Business Succession Planning

Estate Planning

Investment Planning

Long-term Care

Tax Planning

Divorce Planning

Budgeting

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Insurance Planning

Elder Care

Are you a "fiduciary"?

Yes

Aliases

Chris Tuttle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Independent insurance agent/broker. Investment-related. 101 West 23rd Street, New York, NY 10011. Fixed insurance products. Sole proprietor. 1996. 4 hours per month all during securities trading hours. Evaluating fixed insurance products for clients. 2) Part-time instructor of CFP(R) curriculum for various companies (currently Dalton Education, LLC). Not investment-related. 3625 Brookside Pkwy, Alpharetta, GA 30022. Teaching curriculum for CFP Board exam. Instructor. Teaching since 1999. 20 hours per month currently (varies). Usually outside of securities trading hours. Present modules and review material to prepare students to take CFP Board exam

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Tuttle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

July 16, 2021 - Present

TUTTLE FINANCIAL SERVICES, LTD.

Office #1: 119 West 24th Street 4th Floor, New York, NY 10011-1913

RIA

CRD#: 141505

NEW YORK, NY

Past

August 10, 2006 - July 13, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

NEW YORK, NY

Past

March 20, 2006 - August 11, 2006

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

NEW YORK, NY

Series 65

Date: 12/20/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/25/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/8/1991

General Securities Principal Examination

Current Firm

TUTTLE FINANCIAL SERVICES, LTD.

CRD#: 141505 / SEC#:

New York

Registered Investment Advisory firm - (9/29/2006 Approved)

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Contact information

Main Address

119 West 24th Street 4th Floor, New York, NY 10011-1913

Mailing Address

Phone number

(212) 682-1155

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Christopher J. Tuttle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Tuttle's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BNP PARIBAS SECURITIES CORP.

SMBC NIKKO SECURITIES AMERICA, INC.

CHASE SECURITIES, INC.

J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.

DB ALEX. BROWN LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/1999

Series 63

Date: 1/25/1991

SIE

Date: 10/1/2018

Series 7

Date: 6/21/1986

Series 24

Date: 1/8/1991

Current Firm

TUTTLE FINANCIAL SERVICES, LTD.

Contact information

Documents

Red Flags

Company Information

TUTTLE FINANCIAL SERVICES, LTD.

TRUST BUT VERIFY

Contact information

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