Judith A. Hinrichs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Ann Hinrichs, who also goes by Judy Hinrichs, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1987. Judith had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 1994 - October 8, 1997
ASKAR CORP.
November 11, 1992 - December 31, 1993
WOODBURY FINANCIAL SERVICES, INC.
April 22, 1992 - November 23, 1992
THE O.N. EQUITY SALES COMPANY
May 14, 1990 - December 31, 1991
THE O.N. EQUITY SALES COMPANY
September 11, 1989 - December 31, 1989
THE O.N. EQUITY SALES COMPANY
June 22, 1987 - June 23, 1989
CENTURY INVESTORS OF AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASKAR CORP.
CRD#: 7512 / SEC#: , 8-22173
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASKAR HOLDING COMPANY | OWNER | |
| BURMANN, MARY ELLEN | CHIEF COMPLIANCE OFFICER | 1387901 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
