Halford W. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Halford William Johnson, who also goes by Hal W Johnson, Hal Johnson, was a registered financial professional .
Halford is a previously registered financial professional and started their career in finance in 1986. Halford had worked at 7 firms and has passed the Series 63, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2014 - February 20, 2014
CHELSEA FINANCIAL SERVICES
October 1, 2012 - October 2, 2012
J.P. MORGAN SECURITIES LLC
June 13, 2000 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
June 1, 1998 - December 11, 1998
OSAIC FA, INC.
September 15, 1995 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 12, 1991 - August 21, 1995
LOCUST STREET SECURITIES, INC.
September 19, 1986 - December 6, 1991
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
