John W. Ellison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Willard Ellison, CFP®, who also goes by John W Ellison, John Willard Ellison, Chfc, Clu, Cfp, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2001
Experience
December 18, 2013 - October 13, 2014
LIBERTY INVESTMENT COUNSEL, LTD.
January 1, 2012 - December 31, 2019
ADVANCED FINANCIAL PLANNING, INC.
August 22, 2000 - November 2, 2011
FSC SECURITIES CORPORATION
August 22, 2000 - November 2, 2011
FSC SECURITIES CORPORATION
April 28, 1987 - September 8, 2000
EQUITABLE ADVISORS, LLC
August 19, 1986 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY INVESTMENT COUNSEL, LTD.
CRD#: 10062 / SEC#: , 8-26128
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PETERSON, RICHARD CHARLES | PRESIDENT, CHIEF COMPLIANCE OFFICER | 361552 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
