Walter Cotumaccio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Cotumaccio, CIMA®, who also goes by Walter Camillo Cotumaccio, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1986. Walter had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2011 - August 10, 2015
REICH & TANG DISTRIBUTORS, INC.
June 15, 2001 - December 12, 2008
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
March 8, 1996 - March 30, 2001
BISYS SHELF B/D (1), INC.
June 16, 1993 - January 24, 1996
VAN ECK SECURITIES CORPORATION
April 14, 1992 - May 4, 1993
EQUITABLE DISTRIBUTORS, LLC
August 1, 1988 - March 13, 1992
EQUITABLE ADVISORS, LLC
July 23, 1986 - June 12, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REICH & TANG DISTRIBUTORS, INC.
CRD#: 28078 / SEC#: , 8-43429
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REICH & TANG ASSET MANAGEMENT, LLC | 100 % SHAREHOLDER | |
| BRANCAZIO, CHRISTOPHER JOHN | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING OFFICER AND SECRETARY | 2078699 |
| DESANCTIS, RICHARD | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | 2117932 |
| GILL, CHRISTOPHER J | SENIOR VICE PRESIDENT, DIRECTOR | 2464553 |
| JERKOVICH, JOSEPH | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | 4353543 |
| LYDON, MICHAEL PETER | EXECUTIVE VICE PRESIDENT, DIRECTOR | 1274887 |
| NELSON, THOMAS MATTHEW | PRESIDENT & CEO | 1907416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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