Robert D. Carson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Douglas Carson was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2008 - May 30, 2014
CARSON CAPITAL MANAGEMENT LLC
July 18, 2000 - October 19, 2001
NTB FINANCIAL CORPORATION
May 23, 2000 - November 26, 2007
MONARCH CAPITAL MANAGEMENT LLC
August 28, 1998 - May 19, 2000
STANFORD GROUP COMPANY
February 22, 1993 - September 15, 1998
UBS FINANCIAL SERVICES INC.
June 25, 1986 - March 4, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/13/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CARSON CAPITAL MANAGEMENT LLC
CRD#: 146211 / SEC#:
Contact information
Red Flags
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