Augusto L. Lunaconroy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Augusto Lino Lunaconroy, who also goes by Augusto C Luna, Augusto Conroy Luna, Augusto Luna, Augusto Lunaconroy, was a registered financial professional .
Augusto is a previously registered financial professional and started their career in finance in 1986. Augusto had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 1995 - November 19, 2002
YOUNG, STOVALL AND COMPANY
March 8, 1993 - May 7, 1994
BERSEC INTERNATIONAL CORPORATION
August 21, 1986 - February 28, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
YOUNG, STOVALL AND COMPANY
CRD#: 8121 / SEC#: , 8-24512
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
