Patrick J. Reidy

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CRD#: 1516608

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patrick James Reidy was a registered financial professional .

Patrick is a previously registered financial professional and started their career in finance in 1986. Patrick had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PATRICK J. REIDY, ESQ. MAINTAINS A LAW PRACTICE WHICH IS PART-TIME WORK FOR RELATIVELY LITTLE IN REVENUES.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 4, 2024 - June 30, 2025

FIRST GROWTH CAPITAL LLC

RIA

CRD#: 305958

Pittsburgh, PA

Past

January 6, 2016 - March 17, 2024

THE PARKRIDGE GROUP

RIA

CRD#: 147900

PITTSBURGH, PA

Past

October 19, 2012 - December 31, 2015

THE PARKRIDGE GROUP

RIA

CRD#: 147900

PITTSBURGH, PA

Past

May 3, 1995 - March 7, 2005

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

CANONSBURG, PA

Past

December 9, 1994 - May 24, 2004

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Past

August 21, 1986 - December 9, 1994

MERCER ALLIED CORPORATION

CRD#: 7829

ALBANY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST GROWTH CAPITAL LLC

FIRST GROWTH CAPITAL LLC | PARKRIDGE|JCAM | PARKRIDGE | JOY CAPITAL LLC

CRD#: 305958 / SEC#: 801-117538

RIA

Registered Investment Advisory firm - (9/24/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/13/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/4/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/16/1986

General Securities Representative Examination

Current Firm

FIRST GROWTH CAPITAL LLC

FIRST GROWTH CAPITAL LLC | PARKRIDGE|JCAM | PARKRIDGE | JOY CAPITAL LLC

CRD#: 305958 / SEC#: 801-117538

RIA

Registered Investment Advisory firm - (9/24/2019 Approved)

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Contact information

Main Address

Pikesville, MD

Mailing Address

Phone number

(202) 656-9723

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 2025 FIRST GROWTH ADV PART 2A FINAL (3/7/2025)

Regulatory assets under management

Total Number of Accounts	174
AUM (Assets Under Management)	$ 217,615,400

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick J. Reidy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE PARKRIDGE GROUP

THE PARKRIDGE GROUP

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

MERCER ALLIED CORPORATION

Primary Firm SEC Registration

FIRST GROWTH CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/13/1992

Series 63

Date: 10/4/1986

Series 7

Date: 8/16/1986

Current Firm

FIRST GROWTH CAPITAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIRST GROWTH CAPITAL LLC

TRUST BUT VERIFY

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