Salvatore Pedalino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Pedalino was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1986. Salvatore had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2006 - December 31, 2017
IC ADVISORY SERVICES, INC.
November 21, 2003 - June 2, 2006
THE INVESTMENT CENTER, INC.
November 20, 2003 - December 31, 2017
THE INVESTMENT CENTER, INC.
June 6, 2002 - December 18, 2003
VERAVEST INVESTMENT ADVISORS, INC.
December 23, 1999 - November 21, 2003
VERAVEST INVESTMENTS, INC.
February 19, 1997 - December 20, 1999
1717 CAPITAL MANAGEMENT COMPANY
October 30, 1991 - February 25, 1997
NEW ENGLAND SECURITIES
July 11, 1986 - October 11, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IC ADVISORY SERVICES, INC.
CRD#: 140190 / SEC#: 801-66512
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,528 |
| AUM (Assets Under Management) | $ 2,056,415,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 02/15/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
