Matthew Paul Sullivan
CFP®Professional Summary
Matthew Paul Sullivan, CFP®, who also goes by Matt Sullivan, is a registered financial advisor currently at FINANCIAL PLANNING FIRST, LLC located in Tuscon, Arizona. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Matthew has worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Comprehensive Financial Planning
- Estate Planning
- Retirement Planning
- Retirement Income Management
- Budgeting
- Investment Planning
Other Aliases
Matt Sullivan
Similar Advisors
LIFE STRATEGY PARTNERS
FBL WEALTH MANAGEMENT, LLC
UNION CAPITAL COMPANY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LIFE STRATEGY PARTNERS
FBL WEALTH MANAGEMENT, LLC
UNION CAPITAL COMPANY
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
LIFE STRATEGY PARTNERS
FBL WEALTH MANAGEMENT, LLC
UNION CAPITAL COMPANY
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LIFE STRATEGY PARTNERS
FBL WEALTH MANAGEMENT, LLC
UNION CAPITAL COMPANY
Credentials
Years of Experience
36 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
LIFE STRATEGY PARTNERS
FBL WEALTH MANAGEMENT, LLC
UNION CAPITAL COMPANY
Current Firm
FINANCIAL PLANNING FIRST, LLC
Contact Information
Main Address
3567 E Sunrise Dr Ste B237, Tuscon, AZ 85718Phone Number
(520) 314-1301# of Employees
3SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
811AUM (Assets Under Management)
$113,861,377Similar Advisors
LIFE STRATEGY PARTNERS
FBL WEALTH MANAGEMENT, LLC
UNION CAPITAL COMPANY
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
LIFE STRATEGY PARTNERS
FBL WEALTH MANAGEMENT, LLC
UNION CAPITAL COMPANY
Primary Firm SEC Registration
FINANCIAL PLANNING FIRST, LLC
State Registrations and Notice Filings
(6/13/2022)
(10/10/2022)
(10/10/2022)
(10/10/2022)
(10/10/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Oct 1993Similar Advisors
LIFE STRATEGY PARTNERS
FBL WEALTH MANAGEMENT, LLC
UNION CAPITAL COMPANY
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Paul Sullivan's CRS (Customer Relationship Summary).
Services Offered by Matthew
- Comprehensive Financial Planning
- Estate Planning
- Retirement Planning
- Retirement Income Management
- Budgeting
- Investment Planning
Similar Advisors
LIFE STRATEGY PARTNERS
FBL WEALTH MANAGEMENT, LLC
UNION CAPITAL COMPANY