Matthew P. Sullivan

FINANCIAL PLANNING FIRST

Tuscon, AZ 85718

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CRD#: 1516530

Professional summary

Matthew Paul Sullivan, CFP®, who also goes by Matt Sullivan, is a registered financial advisor currently at FINANCIAL PLANNING FIRST, LLC located in Tuscon, Arizona.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Matthew has worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Estate Planning

Retirement Planning

Retirement Income Management

Budgeting

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

Matt Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) IMUS WILKINSON INVESTMENT MANAGEMENT, LLC 2) INVESTMENT RELATED 3) 3561 E. SUNRISE ROAD, SUITE 117 TUCSON, AZ 85718 4) INVESTMENTS 5) INVESTMENT ADVISOR 6) 08/2013 7) 0 HOURS DEVOTED TO OTHER BUSINESS 8) 0 HOURS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Paul Sullivan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

June 13, 2022 - Present

FINANCIAL PLANNING FIRST, LLC

Office #1: 3567 E Sunrise Dr Ste B237, Tuscon, AZ 85718

RIA

CRD#: 319273

Tuscon, AZ

Past

August 2, 2013 - December 31, 2022

IMUS WILKINSON INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 157457

TUCSON, AZ

Past

August 30, 2012 - March 25, 2013

HILLTOP SECURITIES INC.

RIA

CRD#: 6220

ORO VALLEY, AZ

Past

August 30, 2012 - March 25, 2013

HILLTOP SECURITIES INC.

CRD#: 6220

ORO VALLEY, AZ

Past

April 17, 2007 - September 4, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TUCSON, AZ

Past

April 17, 2007 - September 4, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TUCSON, AZ

Past

March 7, 2006 - February 21, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SCRANTON, PA

Past

July 1, 2003 - February 21, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SCRANTON, PA

Past

October 2, 1995 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 31, 1993 - September 1, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 24, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

April 11, 1988 - November 17, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 24, 1986 - April 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/13/2022)

IAR

California
(10/10/2022)

IAR

Idaho
(10/10/2022)

IAR

New York
(10/10/2022)

IAR

Texas
(10/10/2022)

IAR

Washington
(10/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/30/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/23/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 10/5/1993

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

FINANCIAL PLANNING FIRST, LLC

CRD#: 319273 / SEC#: 801-134756

Arizona

Registered Investment Advisory firm - (10/12/2022 Approved)

California

Registered Investment Advisory firm - (1/1/2023 Approved)

Idaho

Registered Investment Advisory firm - (12/14/2022 Approved)

New York

Registered Investment Advisory firm - (12/8/2022 Approved)

Texas

Registered Investment Advisory firm - (10/17/2022 Conditional Restricted)

Washington

Registered Investment Advisory firm - (5/31/2023 Approved)

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Contact information

Main Address

3567 E Sunrise Dr Ste B237, Tuscon, AZ 85718

Mailing Address

Phone number

(520) 314-1301

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A - FIRM BROCHURE - FPF (10/14/2025)

Regulatory assets under management

Total Number of Accounts	815
AUM (Assets Under Management)	$ 109,479,671

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Matthew P. Sullivan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Paul Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMUS WILKINSON INVESTMENT MANAGEMENT, LLC

HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/1994

Series 63

Date: 6/22/1993

Series 3

Date: 7/30/1997

Series 7

Date: 6/23/1993

Series 8

Date: 10/5/1993

Current Firm

FINANCIAL PLANNING FIRST, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL PLANNING FIRST, LLC

TRUST BUT VERIFY

Contact information

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