Donald D. Lukens
Professional summary
Donald Dayton Lukens was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Donald is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Donald had worked at 3 firms, which includes SPECTRUM SECURITIES INC., EMPIRE SECURITIES CORPORATION, NEW ENGLAND SECURITIES.
Question & Answer
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 1995 - September 2, 1998
SPECTRUM SECURITIES, INC.
June 12, 1991 - June 21, 1993
EMPIRE SECURITIES CORPORATION
February 20, 1987 - May 15, 1989
NEW ENGLAND SECURITIES
August 7, 1986 - August 1, 1987
EMPIRE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SPECTRUM SECURITIES, INC.
CRD#: 29305 / SEC#: , 8-44217
Contact information
Documents
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