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Donald Dayton Lukens

CRD# 1516333·Registered 1986 - 1998
Barred: Donald Dayton Lukens was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Donald Dayton Lukens, who also goes by Don Dayton Lukens, Donald Lukens, was a registered financial advisor. Donald was a previously registered financial professional and started their career in finance 1986 - 1998. Donald had worked at 3 firms and has passed the Series 7 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Don Dayton Lukens, Donald Lukens

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

SPECTRUM SECURITIES, INC.·CRD# 29305
BD
Aroura Hills, CA
June 13, 1995 - September 2, 1998
EMPIRE SECURITIES CORPORATION·CRD# 2826
BD
El Segundo, CA
June 12, 1991 - June 21, 1993
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
February 20, 1987 - May 15, 1989
EMPIRE SECURITIES CORPORATION·CRD# 2826
BD
August 7, 1986 - August 1, 1987

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Current Firm

SS
SPECTRUM SECURITIES, INC.

PROGRESSIVE ASSET MANAGEMENT LATINA AMERICANA, INC. | SPECTRUM SECURITIES, INC.

CRD#: 29305 / SEC#: 8-44217
BD
Cancelled by SEC on 03/30/2000

Contact Information

Established

California since 07/03/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Aug 1987About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed May 1986About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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