David L. Holmes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Larson Holmes, who also goes by David Holmes, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2016. David had worked at 1 firm and has passed the Series 63 exam.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2021 - December 31, 2021
DAVID HOLMES
November 21, 2016 - December 31, 2020
DAVID HOLMES
State Registrations and Notice Filings
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Exams
Current Firm
DAVID HOLMES
CRD#: 114945 / SEC#:
Contact information
Red Flags
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