Melvin H. Nadler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Hayes Nadler, who also goes by Mel Nadler, was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1986. Melvin had worked at 8 firms and has passed the Series 63 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2003 - February 20, 2004
BALFOUR INVESTORS INC.
August 27, 1996 - November 5, 2002
HAMERSHLAG, DODELES & CO., LLC
November 27, 1991 - November 7, 2001
RUSHMORE CAPITAL, INC.
October 2, 1990 - September 24, 1998
DINA SECURITIES, INC.
June 15, 1989 - January 16, 1990
CONNOR GREENFIELD SECURITIES CORPORATION
June 15, 1989 - February 17, 1990
MICHAEL A. STEINBERG & COMPANY, INC.
April 17, 1989 - April 18, 1989
HSBC BROKERAGE (USA) INC.
September 12, 1986 - July 9, 1988
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BALFOUR INVESTORS INC.
CRD#: 7382 / SEC#: , 8-18488
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
