Martin H. Mares
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Harold Mares was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1986. Martin had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2002 - December 31, 2014
PINNACLE CAPITAL SECURITIES, LLC
August 27, 2002 - August 27, 2002
PINNACLE CAPITAL SECURITIES, LLC
August 27, 2002 - December 31, 2014
PINNACLE CAPITAL SECURITIES, LLC
November 9, 1999 - August 28, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 4, 1999 - August 28, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 21, 1990 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
June 25, 1986 - September 20, 1990
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PINNACLE CAPITAL SECURITIES, LLC
CRD#: 106213 / SEC#: 801-40956, 8-65263
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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