Jeffrey S. Tock
Professional summary
Jeffrey Scott Tock is a registered financial advisor currently at ARGO WEALTH MANAGEMENT located in Westlake, Ohio.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Jeffrey has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Scott Tock's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2021 - Present
ARGO WEALTH MANAGEMENT
August 4, 2009 - December 31, 2020
CANTELLA & CO., INC.
July 31, 2009 - December 31, 2020
CANTELLA & CO., INC.
January 1, 2008 - August 17, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - August 17, 2009
WELLS FARGO CLEARING SERVICES, LLC
July 14, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.
October 5, 1989 - January 3, 2008
A. G. EDWARDS & SONS, INC.
August 21, 1986 - September 16, 1989
RONEY & CO. L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/12/2021)
(1/26/2021)
Exams
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationCurrent Firm
ARGO WEALTH MANAGEMENT
CRD#: 312121 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 5,500,000 |
Red Flags
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