Bridget Gipson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bridget Gipson, who also goes by Bridget A Brucker, Bridget Ann Gipson, was a registered financial professional .
Bridget is a previously registered financial professional and started their career in finance in 1999. Bridget had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2020 - September 25, 2020
LEBENTHAL FINANCIAL SERVICES, INC.
October 19, 2017 - June 29, 2018
KOVACK SECURITIES INC.
May 27, 2011 - June 23, 2017
CAPITAL GUARDIAN, LLC
February 21, 2006 - November 13, 2008
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - November 13, 2008
CITIGROUP GLOBAL MARKETS INC.
March 23, 2004 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
March 19, 2004 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
June 30, 1999 - April 2, 2004
UBS FINANCIAL SERVICES INC.
June 24, 1999 - April 2, 2004
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEBENTHAL FINANCIAL SERVICES, INC.
CRD#: 137988 / SEC#: , 8-67140
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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