Robert G. Roscoe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Gordon Roscoe, who also goes by Bob Roscoe, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 4 firms and has passed the Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2000 - April 28, 2017
ROSCOEWOLACH, INC.
February 11, 1993 - September 9, 1994
THE O.N. EQUITY SALES COMPANY
January 7, 1992 - February 10, 1993
WALNUT STREET SECURITIES, INC.
August 10, 1989 - January 7, 1992
SECURIAN FINANCIAL SERVICES, INC.
June 2, 1987 - August 16, 1989
WALNUT STREET SECURITIES, INC.
June 26, 1986 - June 16, 1987
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROSCOEWOLACH, INC.
CRD#: 113801 / SEC#:
Contact information
Red Flags
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