Scott L. Kelly
Professional summary
Scott Louis Kelly was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Scott had worked at 7 firms, which includes WALDRON & CO. INC., INTERFIRST CAPITAL CORPORATION, PAMCO SECURITIES AND INSURANCE SERVICES, AMERIPRISE FINANCIAL SERVICES LLC, FLEET BROKERAGE SECURITIES INC., SHERWOOD CAPITAL INC., FIRST JERSEY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 1997 - July 7, 1997
WALDRON & CO., INC.
December 3, 1990 - March 10, 1997
INTERFIRST CAPITAL CORPORATION
March 26, 1990 - November 30, 1990
PAMCO SECURITIES AND INSURANCE SERVICES
September 21, 1987 - April 9, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
May 5, 1987 - June 30, 1987
FLEET BROKERAGE SECURITIES, INC.
February 2, 1987 - March 30, 1987
SHERWOOD CAPITAL, INC.
July 23, 1986 - February 2, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WALDRON & CO., INC.
CRD#: 868 / SEC#: , 8-11329
Contact information
Documents
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