Scott M. Lynch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Michael Lynch, who also goes by Scott M Lynch, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1989. Scott had worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2016 - January 2, 2025
SEAPORT GLOBAL SECURITIES LLC
October 10, 2000 - December 2, 2015
CREDIT SUISSE SECURITIES (USA) LLC
March 28, 1996 - October 10, 2000
PERSHING LLC
July 18, 1989 - March 29, 1996
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/28/2001
Limited Representative-Equity Trader ExamCurrent Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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