Bruce A. Smith
Professional summary
Bruce Alan Smith MBA, AIF®, who also goes by Bruce Alan Smith, is a registered financial advisor currently at GRANDVIEW ASSET MANAGEMENT LLC located in Harrisburg, Pennsylvania.
Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Bruce has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Alan Smith MBA's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2018 - Present
GRANDVIEW ASSET MANAGEMENT LLC
Office #1: 4200 Crums Mill Road Floor 2, Harrisburg, PA 17112February 5, 1998 - September 29, 2000
SECURITIES SERVICE NETWORK, LLC
January 31, 1997 - February 9, 1998
OSAIC WEALTH, INC.
May 21, 1993 - January 4, 2006
INFINITY INVESTMENT ADVISORS INC
September 25, 1987 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
August 24, 1987 - February 23, 1988
HACKETT ASSOCIATES, INC.
Primary Firm SEC Registration
GRANDVIEW ASSET MANAGEMENT LLC
CRD#: 172357 / SEC#: 801-108096
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/10/2018)
Exams
Current Firm
GRANDVIEW ASSET MANAGEMENT LLC
CRD#: 172357 / SEC#: 801-108096
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,321 |
| AUM (Assets Under Management) | $ 339,960,044 |
Red Flags
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