Michael R. Cripe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Raymond Cripe, who also goes by Mike Cripe, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 8 firms and has passed the Series 63, Series 3, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2013 - January 23, 2015
FRUTH INVESTMENT MANAGEMENT
October 17, 2003 - December 24, 2013
RUSHMORE INVESTMENT ADVISORS INC
January 21, 1999 - September 23, 2003
CHARLES SCHWAB & CO., INC.
May 28, 1997 - May 6, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 24, 1994 - June 4, 1997
UBS FINANCIAL SERVICES INC.
September 13, 1991 - January 26, 1994
CIBC WORLD MARKETS CORP.
November 22, 1989 - October 14, 1991
LEHMAN BROTHERS INC.
May 24, 1988 - December 12, 1989
CIBC WORLD MARKETS CORP.
April 11, 1988 - October 14, 1991
LEHMAN BROTHERS INC.
June 25, 1986 - April 11, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
FRUTH INVESTMENT MANAGEMENT
CRD#: 107273 / SEC#: 801-40948
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRUTH INVESTMENT MANAGEMENT
CRD#: 107273 / SEC#: 801-40948
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 434 |
| AUM (Assets Under Management) | $ 404,508,318 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
