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JB

John William Bowman

CRD# 1514826·Registered 1986 - 2003
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John William Bowman, who also goes by Bill Bowman, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1986 - 2003. John had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Bowman

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

ZAHORIK COMPANY, INC.·CRD# 8580
BD
Pasadena, CA
January 6, 2003 - January 6, 2003
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
RIA
Stratford, CT
March 12, 2001 - December 31, 2014
INVESTMARK ADVISORY GROUP LLC·CRD# 121060
RIA
Stratford, CT
July 26, 1991 - December 31, 2014
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
BD
Stratford, CT
May 8, 1990 - June 2, 2015
FAIRPORT CAPITAL, INC.·CRD# 15034
BD
Scottsdale, AZ
January 30, 1990 - May 11, 1990
RESOURCE BROKERAGE CORP.·CRD# 19073
BD
June 13, 1988 - January 9, 1990
WILLIAM M. CADDEN & CO., INC.·CRD# 16363
BD
August 11, 1987 - June 21, 1988
SPERBER ADAMS & COMPANY, INC.·CRD# 13370
BD
October 15, 1986 - October 22, 1986
FIRST EASTERN EQUITY CORP.·CRD# 7331
BD
October 15, 1986 - August 17, 1987

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Current Firm

ZC
ZAHORIK COMPANY, INC.

ZAHORIK COMPANY, INC.

CRD#: 8580 / SEC#: 8-17285
BD
Terminated by SEC on 01/16/2006

Contact Information

Established

California since 07/21/1972

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AUSA HOLDING COMPANYPARENT—
CLANCY, BRENDA KAYDIRECTOR, TREASURER853398
KILBANE, KENNETH PATRICKSECRETARY, SENIOR VICE PRESIDENT3187382
RUSSELL, RANDY DALEPRESIDENT, DIRECTOR1992374
VERMIE, CRAIG DEANDIRECTOR, VICE PRESIDENT1013608
WILLS, TOBIN DENNISVICE PRESIDENT2563557

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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