Lawrence D. Gale

INDELIBLE WEALTH GROUP

Palisade, CO

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CRD#: 1514793

Professional summary

Lawrence Dean Gale, who also goes by Larry Gale, is a registered financial advisor currently at INDELIBLE WEALTH GROUP located in Palisade, Colorado.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Lawrence has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Gale

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Dean Gale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2017 - Present

INDELIBLE WEALTH GROUP

RIA

CRD#: 166864

Palisade, CO

Past

January 3, 2012 - February 2, 2016

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

LONE TREE, CO

Past

March 21, 2005 - December 31, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

LONE TREE, CO

Past

December 16, 2004 - February 2, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

LONE TREE, CO

Past

January 29, 2003 - November 1, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ENGLEWOOD, CO

Past

January 15, 1993 - November 1, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

May 6, 1992 - December 31, 1992

PLANNED INVESTMENTS INC.

CRD#: 5066

ATLANTA, GA

Past

November 19, 1989 - April 30, 1992

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

December 14, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 10, 1986 - October 13, 1987

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

June 4, 1986 - August 20, 1986

TAMARON INVESTMENTS, INC.

CRD#: 14929

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INDELIBLE WEALTH GROUP

INDELIBLE WEALTH GROUP | INDELIBLE WEALTH GROUP, LLC | INDELIBLE WEALTH GROUP LLC

CRD#: 166864 / SEC#: 801-129652

RIA

Registered Investment Advisory firm - (3/7/2024 Approved)

California

Registered Investment Advisory firm - (4/10/2024 Terminated)

Colorado

Registered Investment Advisory firm - (3/11/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/11/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/9/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/22/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 6/3/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

INDELIBLE WEALTH GROUP

INDELIBLE WEALTH GROUP | INDELIBLE WEALTH GROUP, LLC | INDELIBLE WEALTH GROUP LLC

CRD#: 166864 / SEC#: 801-129652

RIA

Registered Investment Advisory firm - (3/7/2024 Approved)

California

Registered Investment Advisory firm - (4/10/2024 Terminated)

Colorado

Registered Investment Advisory firm - (3/11/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/11/2024 Terminated)

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Contact information

Main Address

Berthoud, CO

Mailing Address

Po Box 747, Berthoud, CO 80513

Phone number

(970) 532-5842

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (ADV PART 2A AND 2B) (3/7/2025)

Regulatory assets under management

Total Number of Accounts	456
AUM (Assets Under Management)	$ 139,172,069

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Lawrence D. Gale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Dean Gale's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

PLANNED INVESTMENTS INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

E. F. HUTTON & COMPANY INC

TAMARON INVESTMENTS, INC.

Primary Firm SEC Registration

INDELIBLE WEALTH GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2003

Series 63

Date: 12/9/1986

SIE

Date: 2/2/2016

Series 3

Date: 1/22/1987

Series 7

Date: 5/17/1986

Series 8

Date: 6/3/1994

Current Firm

INDELIBLE WEALTH GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INDELIBLE WEALTH GROUP

TRUST BUT VERIFY

Contact information

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