Thomas J. Oleary
Professional summary
Thomas Joseph Oleary is a registered financial professional currently at MERAKI GLOBAL ADVISORS LLC located in Park City, Utah.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 4, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Oleary's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2023 - Present
MERAKI GLOBAL ADVISORS LLC
Office #1: 1389 Center Drive, Suite 170, Park City, UT 84098May 26, 2010 - March 11, 2021
HSBC SECURITIES (USA) INC.
October 12, 2009 - April 29, 2010
JEFFERIES LLC
October 1, 2008 - May 1, 2009
J.P. MORGAN SECURITIES LLC
June 2, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
June 16, 1994 - June 2, 2008
J.P. MORGAN SECURITIES LLC
September 3, 1991 - June 13, 1994
WELLS FARGO CLEARING SERVICES, LLC
August 1, 1986 - September 9, 1991
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2023)
(1/16/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/15/2013
Limited Representative-Equity Trader ExamSeries 8
Date: 3/2/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
MERAKI GLOBAL ADVISORS LLC
CRD#: 297930 / SEC#: , 8-70160
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SVMP HOLDINGS LLC | DIRECT OWNER | |
| PEKE HOLDINGS LLC | DIRECT OWNER | |
| ARNOLD, BENJAMIN RICHARD | FOUNDER & MANAGING PARTNER | 4997870 |
| CARTER, ANA R | FINOP/CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 4424794 |
| KIM, CHRISTINA CAROLINE | EXECUTIVE ASSISTANT TO FOUNDER & MANAGING PARTNER | 7891414 |
| KURTIS, SCOTT ROBERT | CHIEF COMPLIANCE OFFICER & AML COMPLIANCE OFFICER | 4437685 |
Red Flags
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