Angelo R. Vasiento
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angelo Robert Vasiento III, who also goes by Angelo R Vasiento, was a registered financial professional .
Angelo is a previously registered financial professional and started their career in finance in 1988. Angelo had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2018 - January 31, 2020
WHITAKER SECURITIES LLC
January 10, 2017 - August 10, 2018
DINOSAUR FINANCIAL GROUP, L.L.C
July 16, 2014 - January 3, 2017
SEIDEL & CO., LLC
November 19, 2013 - July 18, 2014
THE VERTICAL GROUP
August 15, 2011 - October 8, 2013
BGC FINANCIAL, L.P.
December 15, 2009 - July 28, 2011
TULLETT PREBON FINANCIAL SERVICES LLC
January 12, 2009 - December 15, 2009
RAFFERTY CAPITAL MARKETS, LLC
June 4, 2008 - November 24, 2008
GFI SECURITIES LLC
June 23, 1999 - June 5, 2008
TULLETT PREBON FINANCIAL SERVICES LLC
May 26, 1999 - June 17, 1999
TULLETT PREBON FINANCIAL SERVICES LLC
July 1, 1998 - June 7, 1999
COWEN AND COMPANY
January 25, 1993 - July 1, 1998
FINANCIAL SQUARE PARTNERS
September 9, 1992 - January 20, 1993
W.A. CAPITAL MARKETS
February 28, 1991 - September 9, 1992
FUNDAMENTAL CORPORATE BOND BROKERS
March 7, 1990 - February 28, 1991
FUNDAMENTAL CORPORATE BOND BROKERS, INC.
January 19, 1988 - September 13, 1989
MINT BROKERS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WHITAKER SECURITIES LLC
CRD#: 121465 / SEC#: , 8-65419
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NICOSIA, ROSALIE MARGARET | CHIEF COMPLIANCE OFFICER, CRCP | 4239124 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
