Vincent J. Curcio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Joseph Curcio was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1986. Vincent had worked at 10 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2014 - May 23, 2022
COHEN & COMPANY SECURITIES, LLC
March 14, 2008 - January 31, 2014
JVB FINANCIAL GROUP, LLC
June 1, 2001 - March 13, 2008
LASALLE FINANCIAL SERVICES, INC.
May 16, 1998 - June 6, 2001
ABN AMRO INCORPORATED
December 19, 1996 - December 16, 1997
DAVID LERNER ASSOCIATES, INC.
August 19, 1996 - November 6, 1996
FIRST CLEARING, LLC
April 19, 1991 - August 21, 1996
MERIDIAN SECURITIES, INC.
April 15, 1988 - October 24, 1988
F.B. HORNER & ASSOCIATES, INC.
August 14, 1987 - March 23, 1988
MORTGAGE GOVERNMENT SECURITIES, INC.
November 20, 1986 - March 23, 1988
M.G.S.I. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
