John Thomas Keeney

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years registered in the securities industry

Current & Past Employments

Current

KESTRA ADVISORY SERVICES, LLCCurrent·CRD# 283330

RIA

1. 2420 S. Lakemont Ave Suite 120, Orlando, FL 328142. 8245 Devereux Drive Suite 103, Melbourne, FL 32940

February 3, 2022 - Present

KESTRA INVESTMENT SERVICES, LLCCurrent·CRD# 42046

BD

1. 2420 S. Lakemont Ave Suite 120, Orlando, FL 328142. 8245 Devereux Drive Suite 103, Melbourne, FL 32940

January 31, 2022 - Present

Past

CONCOURSE FINANCIAL GROUP SECURITIES, INC.Past·CRD# 15708

RIA

Orlando, FL

February 17, 2020 - February 25, 2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC.Past·CRD# 15708

BD

Orlando, FL

February 14, 2020 - February 25, 2022

VOYA FINANCIAL ADVISORS, INC.Past·CRD# 2882

RIA

Altamonte Springs, FL

January 1, 2004 - March 12, 2020

VOYA FINANCIAL ADVISORS, INC.Past·CRD# 2882

BD

Altamonte Springs, FL

January 1, 2004 - March 12, 2020

LOCUST STREET SECURITIES, INC.Past·CRD# 1703

RIA

Altamonte Springs, FL

February 2, 2002 - January 1, 2004

LOCUST STREET SECURITIES, INC.Past·CRD# 1703

BD

Des Moines, IA

December 20, 2000 - January 1, 2004

PRUCO SECURITIES, LLC.Past·CRD# 5685

BD

Newark, NJ

March 8, 1991 - December 20, 2000

THE PRUDENTIAL INSURANCE COMPANY OF AMERICAPast·CRD# 680

BD

Newark, NJ

March 8, 1991 - December 10, 1993

PALM BEACH FINANCIAL, INC.Past·CRD# 19477

BD

August 22, 1989 - December 19, 1989

ALISON, BAER SECURITIES INC.Past·CRD# 11808

BD

January 26, 1989 - August 30, 1989

U.S. ADVISORS, INC.Past·CRD# 10721

BD

January 6, 1989 - April 5, 1989

GRAYSTONE NASH, INC.Past·CRD# 10635

BD

February 5, 1988 - January 10, 1989

SHELTER ROCK SECURITIES CORP.Past·CRD# 11043

BD

October 30, 1987 - February 4, 1988

THE STUART-JAMES COMPANY, INCORPORATEDPast·CRD# 11691

BD

August 20, 1986 - May 8, 1987

GREENTREE SECURITIES CORP.Past·CRD# 7372

BD

July 8, 1986 - September 12, 1986

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Current Firm

KA

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (9/22/2026)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/01/2025	Cover Page	Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) (dba) Security Financial Management, Inc.; Investment Related; 2420 S Lakemont Avenue, Suite 120, Orlando, FL 32814; Insurance and Financial Services; Financial Advisor; Start Date 02/2020; 160 hours per month with all hours occurring during trading hours; Securities and Financial Planning.// 2) (dba) Quantitative Wealth Management; Investment Related; 2420 S Lakemont Avenue, Suite 120, Orlando, FL 32814; Insurance; President; Start Date 06/2009; 4 hours per month with all hours occurring during trading hours; "Doing Business As" name for general insurance and fixed insurance product sales. KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2022 ADDRESS: 5707 SW Parkway, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: Fee based asset management SECURITY FINANCIAL MANAGEMENT POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2022 ADDRESS: 2420 S. Lakemont Ave, Suite 120, Orlando FL 32814, United States DESCRIPTION: Insurance sales

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KA

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Florida
(2/1/2022)

IAR

Florida
(2/3/2022)

RR

Georgia
(1/2/2025)

RR

Kansas
(1/31/2022)

RR

New York
(1/31/2022)

RR

North Carolina
(9/12/2024)

RR

Texas
(6/18/2024)

IAR

Texas
(6/19/2024)

RR

Washington
(1/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.