John T. Keeney

KESTRA ADVISORY SERVICES

Orlando, FL 32814

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CRD#: 1514167

Professional summary

John Thomas Keeney is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Orlando, Florida and KESTRA INVESTMENT SERVICES, LLC located in Orlando, Florida.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. John has worked at 14 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) (dba) Security Financial Management, Inc.; Investment Related; 2420 S Lakemont Avenue, Suite 120, Orlando, FL 32814; Insurance and Financial Services; Financial Advisor; Start Date 02/2020; 160 hours per month with all hours occurring during trading hours; Securities and Financial Planning.// 2) (dba) Quantitative Wealth Management; Investment Related; 2420 S Lakemont Avenue, Suite 120, Orlando, FL 32814; Insurance; President; Start Date 06/2009; 4 hours per month with all hours occurring during trading hours; "Doing Business As" name for general insurance and fixed insurance product sales. KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2022 ADDRESS: 5707 SW Parkway, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: Fee based asset management SECURITY FINANCIAL MANAGEMENT POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2022 ADDRESS: 2420 S. Lakemont Ave, Suite 120, Orlando FL 32814, United States DESCRIPTION: Insurance sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Keeney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2022 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 2420 S. Lakemont Ave Suite 120, Orlando, FL 32814Office #2: 8245 Devereux Drive Suite 103, Melbourne, FL 32940

RIA

CRD#: 283330

Orlando, FL

Current

January 31, 2022 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 2420 S. Lakemont Ave Suite 120, Orlando, FL 32814Office #2: 8245 Devereux Drive Suite 103, Melbourne, FL 32940

CRD#: 42046

Orlando, FL

Past

February 17, 2020 - February 25, 2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

ORLANDO, FL

Past

February 14, 2020 - February 25, 2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

ORLANDO, FL

Past

January 1, 2004 - March 12, 2020

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

ALTAMONTE SPRINGS, FL

Past

January 1, 2004 - March 12, 2020

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

ALTAMONTE SPRINGS, FL

Past

February 2, 2002 - January 1, 2004

LOCUST STREET SECURITIES, INC.

RIA

CRD#: 1703

ALTAMONTE SPRINGS, FL

Past

December 20, 2000 - January 1, 2004

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

March 8, 1991 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

March 8, 1991 - December 20, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

August 22, 1989 - December 19, 1989

PALM BEACH FINANCIAL, INC.

CRD#: 19477

Past

January 26, 1989 - August 30, 1989

ALISON, BAER SECURITIES INC.

CRD#: 11808

Past

January 6, 1989 - April 5, 1989

U.S. ADVISORS, INC.

CRD#: 10721

Past

February 5, 1988 - January 10, 1989

GRAYSTONE NASH, INC.

CRD#: 10635

Past

October 30, 1987 - February 4, 1988

SHELTER ROCK SECURITIES CORP.

CRD#: 11043

Past

August 20, 1986 - May 8, 1987

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

Past

July 8, 1986 - September 12, 1986

GREENTREE SECURITIES CORP.

CRD#: 7372

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/1/2022)

IAR

Florida
(2/3/2022)

Georgia
(1/2/2025)

Kansas
(1/31/2022)

New York
(1/31/2022)

North Carolina
(9/12/2024)

Texas
(6/18/2024)

IAR

Texas
(6/19/2024)

Washington
(1/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/9/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/1/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/15/1989

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John T. Keeney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Keeney's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

LOCUST STREET SECURITIES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

PALM BEACH FINANCIAL, INC.

ALISON, BAER SECURITIES INC.

U.S. ADVISORS, INC.

GRAYSTONE NASH, INC.

SHELTER ROCK SECURITIES CORP.

THE STUART-JAMES COMPANY, INCORPORATED

GREENTREE SECURITIES CORP.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/9/2004

Series 65

Date: 5/1/1998

SIE

Date: 10/1/2018

Series 7

Date: 6/21/1986

Series 24

Date: 5/15/1989

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

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