Finley H. Martell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Finley Henderson Martell was a registered financial professional .
Finley is a previously registered financial professional and started their career in finance in 1987. Finley had worked at 6 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 1994 - December 5, 1994
DEVON RESOURCES FINANCIAL CORPORATION
February 14, 1994 - March 10, 1994
PUBLIC FIDELITY CORPORATION
November 12, 1993 - September 26, 1994
BUTTONWOOD SECURITIES, INC.
September 29, 1993 - September 26, 1994
BUTTONWOOD SECURITIES, INC.
May 5, 1993 - June 30, 1993
MAXXEL SECURITIES, INC.
April 19, 1993 - April 23, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
January 30, 1987 - February 25, 1993
UNEX CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DEVON RESOURCES FINANCIAL CORPORATION
CRD#: 23776 / SEC#: , 8-41196
Contact information
Documents
Red Flags
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