John S. Galinsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Scot Galinsky, who also goes by John Scott Galinsky, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2017 - November 21, 2024
FIRST DOMINION CAPITAL CORP.
January 10, 2012 - November 22, 2017
NATIONAL SECURITIES CORPORATION
January 20, 2010 - December 31, 2011
FINTEGRA, LLC
July 20, 2006 - November 12, 2009
ADVANCED EQUITIES, INC.
November 8, 1999 - May 8, 2006
ADVANCED EQUITIES, INC.
July 2, 1996 - November 23, 1999
SANCTUARY SECURITIES, INC.
March 31, 1993 - July 16, 1996
ROTHSCHILD INVESTMENT LLC
February 28, 1990 - March 22, 1993
CIBC WORLD MARKETS CORP.
February 13, 1989 - February 22, 1990
LEHMAN BROTHERS INC.
May 20, 1988 - January 14, 1989
J.P. MORGAN SECURITIES LLC
September 24, 1986 - May 23, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST DOMINION CAPITAL CORP.
CRD#: 16330 / SEC#: , 8-33719
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN PASCO III REVOCABLE TRUST DATED MAY 10, 2004 | OWNER | |
| PRICE, JOHN CLIFFORD | OWNER | 1707529 |
| ANCI, CHRISTOPHER FRANCIS | PRESIDENT, FINOP, PRINCIPAL | 2747555 |
| PASCO, JOHN III | TRUSTEE | 357414 |
| PORTWOOD, WILLIAM BOYCE | CHIEF COMPLIANCE OFFICER | 4853700 |
| VERMILLERA, SANDRA ZEMBACHS | VICE PRESIDENT, TREASURER, PRINCIPAL | 6376063 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
