James D. Von Riesemann
Professional summary
James Darrell Von Riesemann, who also goes by James D Von Riesemann, James Darrell Von Riesemann, Jim Von Riesemann, is a registered financial professional currently at EVERCORE GROUP L.L.C. located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1996. James has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 6, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Darrell Von Riesemann's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2025 - Present
EVERCORE GROUP L.L.C.
Office #1: 55 East 52nd Street, New York, NY 10055October 23, 2019 - February 24, 2023
MIZUHO SECURITIES USA LLC
February 18, 2015 - April 26, 2017
MIZUHO SECURITIES USA LLC
May 29, 2013 - February 13, 2015
CRT CAPITAL GROUP LLC
January 4, 2010 - March 13, 2013
UBS SECURITIES LLC
February 11, 2004 - April 14, 2005
LAZARD FRERES & CO. LLC
May 1, 2001 - February 18, 2004
J.P. MORGAN SECURITIES INC.
March 28, 2001 - May 1, 2001
JPMSI
August 14, 1997 - April 4, 2001
MORGAN STANLEY & CO. LLC
March 6, 1996 - August 18, 1997
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/2025)
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(11/4/2025)
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Exams
Series 79TO
Date: 10/23/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
EVERCORE GROUP L.L.C.
CRD#: 42405 / SEC#: , 8-49830
Contact information
FINRA licenses (37 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERCORE BD INVESTCO L.L.C. | MANAGING MEMBER | |
| BRYSON, NANCY CLAIRE | CHIEF OPERATING OFFICER | 1978165 |
| CROWE, JOHN CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2494752 |
| FUND, LISA K | PRINCIPAL OPERATIONS OFFICER | 5008055 |
| LALONDE, TIMOTHY GILBERT | CHIEF FINANCIAL OFFICER | 2270483 |
| MARTINEZ, MICHAEL | CHIEF OPERATING OFFICER - EVERCORE ISI | 5100611 |
| MASOTTI, KENNETH ALFRED | CHIEF LEGAL OFFICER | 4436810 |
| MYERS, JENNA | PRINCIPAL OPERATIONS OFFICER | 4582020 |
| PALIOTTA, MICHAEL JOSEPH | CHIEF EXECUTIVE OFFICER OF EVERCORE ISI | 2079036 |
| PENSA, PAUL | CHIEF FINANCIAL OFFICER/FINOP | 2119683 |
| WEINBERG, JOHN | CHIEF EXECUTIVE OFFICER | 2061177 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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