Catherine M. Fujisaki

FORESIDE FUND SERVICES

Honolulu, HI 96813

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CRD#: 1513674

Professional summary

Catherine Mcgowan Fujisaki, who also goes by Catherine Mcgowan Bidwell, Catherine Mcgown Bidwell, Catherine Fujisaki, Catherine Anne Mcgowan, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Honolulu, Hawaii.

Catherine is registered as a RR (Registered Representative) and started their career in finance in 1986. Catherine has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Catherine Mcgowan Bidwell | Catherine Mcgown Bidwell | Catherine Fujisaki | Catherine Anne Mcgowan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Catherine Mcgowan Fujisaki's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2024 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 111 S. King St, Honolulu, HI 96813

CRD#: 46106

Honolulu, HI

Past

October 7, 2024 - October 30, 2024

BANKOH INVESTMENT SERVICES, INC.

CRD#: 29280

HONOLULU, HI

Past

June 20, 2016 - October 5, 2021

BANKOH INVESTMENT SERVICES, INC.

RIA

CRD#: 29280

HONOLULU, HI

Past

June 16, 2016 - October 5, 2021

BANKOH INVESTMENT SERVICES, INC.

CRD#: 29280

HONOLULU, HI

Past

August 21, 1987 - June 21, 1994

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

Past

May 30, 1986 - December 3, 1986

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Hawaii
(12/12/2024)

Exams

State Security Law Exam

Series 63

Date: 10/21/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 10/29/2024

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 10/28/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Catherine M. Fujisaki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Catherine Mcgowan Fujisaki's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANKOH INVESTMENT SERVICES, INC.

BANKOH INVESTMENT SERVICES, INC.

BANKOH INVESTMENT SERVICES, INC.

LASALLE ST SECURITIES, L.L.C.

LASALLE ST SECURITIES, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/21/2024

SIE

Date: 10/1/2018

Series 7

Date: 6/16/2016

Series 14

Date: 10/29/2024

Series 24

Date: 10/28/2024

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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