William F. Lyon
EAGLE STRATEGIES LLC
CINCINNATI, OH 45245
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CRD#: 1513518
Professional summary
William Frank Lyon, CFP®, ChFC®, CLU®, who also goes by Bill Lyon, William F Lyons, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Cincinnati, Ohio and NYLIFE SECURITIES LLC located in Cincinnati, Ohio.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. William has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Lyon | William F Lyons
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; INSURANCE BROKER; START DATE 02/2007] [OPERATING UNDER THE DBA NAME OF THE LYON GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; CINCINNATI, OH; INVESTMENT RELATED; START DATE 02/2007] [ STRATEGIC NAVIGATION/HOLISTIC NAVIGATION CONSULTING; CONSULTANT; FACILITATE A DISCUSSION GROUP; 40 HOURS ANNUALLY; START DATE 10/2003; NON-INVESTMENT RELATED] [NYLARC Holding Company; Reinsuring life insurance that I write with New York Life; 51 Madison Ave., New Yrok, NY 10010; Start Date 09/2009; Role/Title: Investor; Investment Related; 1 hours per month; 1 hours per month during securities trading hours][Heritage Universalist Unitarian Church; small church located in Cincinnati, OH; 2710 Newtown Road, Cincinnati, OH 45244; Start Date 09/2025; Role/Title: Minister; Not Investment Related; 80 hours per month; 20 hours per month during securities trading hours; pastoral care][LyonShare Ministries; ordained minister.; 3084 Crooked Stick Ct., Cincinnati, OH 45244; Start Date 06/2025; Role/Title: Community Minister; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view William Frank Lyon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
June 3, 2003 - Present
EAGLE STRATEGIES LLC
Office #1: 4357 Ferguson Drive Suite 240, Cincinnati, OH 45245RIA
CRD#: 110826
CINCINNATI, OH
Current
June 23, 1986 - Present
NYLIFE SECURITIES LLC
Office #1: 4357 Ferguson Dr Suite 240, Cincinnati, OH 45245BD
CRD#: 5167
Cincinnati, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/10/2011)
RR
California(6/29/2023)
RR
Florida(1/11/2002)
RR
Indiana(11/12/1992)
RR
Kentucky(6/14/1988)
RR
Maryland(3/5/2020)
RR
Ohio(6/24/1986)
IAR
Ohio(12/12/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Cincinnati, OH 45245TRUST BUT VERIFY
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