David J. Wall

WALL CAPITAL GROUP

Phoenix, AZ

Some features on this profile are disabled

CRD#: 1513469

Professional summary

David Jerome Wall, CFP®, CIMA® is a registered financial advisor currently at WALL CAPITAL GROUP, INC. located in Phoenix, Arizona.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. David has worked at 3 firms and has passed the Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jerome Wall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 14, 1998 - Present

WALL CAPITAL GROUP, INC.

RIA

CRD#: 105913

Phoenix, AZ

Past

March 7, 1990 - December 3, 1997

OAK BROOK SECURITIES CORP.

CRD#: 16886

OAKBROOK TERRACE, IL

Past

June 18, 1986 - March 8, 1990

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WALL CAPITAL GROUP, INC.

MONEY MATTERS FINANCIAL GROUP INC | WALL WEALTH ADVISORS | WALL CAPITAL GROUP, INC. | WALL & ASSOCIATES

CRD#: 105913 / SEC#: 801-41815

RIA

Registered Investment Advisory firm - (6/25/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/12/2021)

IAR

Illinois
(7/14/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/25/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 11/25/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 6/17/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WALL CAPITAL GROUP, INC.

MONEY MATTERS FINANCIAL GROUP INC | WALL WEALTH ADVISORS | WALL CAPITAL GROUP, INC. | WALL & ASSOCIATES

CRD#: 105913 / SEC#: 801-41815

RIA

Registered Investment Advisory firm - (6/25/1992 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2550 W. Union Hills Drive Suite 350, Phoenix, AZ 85027

Mailing Address

Phone number

(623) 242-6332

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WALL CAPITAL GROUP DISCLOSURE BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,212
AUM (Assets Under Management)	$ 107,549,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David J. Wall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jerome Wall's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALL CAPITAL GROUP, INC.

OAK BROOK SECURITIES CORP.

WADDELL & REED

Primary Firm SEC Registration

WALL CAPITAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/25/1991

Series 22

Date: 11/25/1986

Series 6

Date: 6/17/1986

Current Firm

WALL CAPITAL GROUP, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WALL CAPITAL GROUP, INC.

TRUST BUT VERIFY

Similar Advisors