Timothy B. Bresnahan

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CRD#: 1513395

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Brian Bresnahan was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1986. Timothy had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 8 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 12, 2016 - May 1, 2017

NEWFOUND RESEARCH LLC

RIA

CRD#: 159064

Grosse Ile, MI

Past

October 21, 2015 - May 2, 2017

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

February 3, 2015 - June 24, 2015

MOTIF

CRD#: 155731

SAN MATEO, CA

Past

November 19, 2013 - July 7, 2014

UNIFIED FINANCIAL SECURITIES, LLC

CRD#: 7868

INDIANAPOLIS, IN

Past

December 12, 2007 - November 9, 2012

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

April 12, 2005 - December 6, 2007

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

BIRMINGHAM, MI

Past

March 22, 2004 - April 4, 2005

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

June 8, 2000 - March 8, 2004

COMERICA SECURITIES

CRD#: 17079

DETROIT, MI

Past

December 23, 1986 - June 9, 2000

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEWFOUND RESEARCH LLC

CRD#: 159064 / SEC#: 801-73042

RIA

Registered Investment Advisory firm - (2/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/11/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/11/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 8/1/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 4

Date: 4/28/1992

Registered Options Principal Examination

Current Firm

NEWFOUND RESEARCH LLC

CRD#: 159064 / SEC#: 801-73042

RIA

Registered Investment Advisory firm - (2/10/2012 Approved)

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Contact information

Main Address

200 Central Ave 4th Floor Ste 324, St. Petersburg, FL 33701

Mailing Address

Phone number

(617) 531-9773

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

NEWFOUND RESEARCH BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 831,809,578

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy B. Bresnahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

MOTIF

UNIFIED FINANCIAL SECURITIES, LLC

GUARDIAN INVESTOR SERVICES LLC

FUNDS DISTRIBUTOR, LLC

FIFTH THIRD SECURITIES, INC.

COMERICA SECURITIES

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

NEWFOUND RESEARCH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/11/2004

Series 63

Date: 2/11/1987

SIE

Date: 5/2/2017

Series 7

Date: 12/20/1986

Series 8

Date: 8/1/1997

Series 4

Date: 4/28/1992

Current Firm

NEWFOUND RESEARCH LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEWFOUND RESEARCH LLC

TRUST BUT VERIFY

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