Eric Colon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Colon was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1990. Eric had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2020 - December 31, 2021
HERCULES INVESTMENTS
May 24, 2019 - November 15, 2019
STRATEGY ASSET MANAGERS L.L.C.
April 16, 2015 - January 19, 2017
BOUSTEAD SECURITIES, LLC
May 14, 2014 - November 15, 2019
HOLLY STREET WEALTH ADVISORS
November 25, 2013 - March 5, 2014
D.A. DAVIDSON & CO.
November 25, 2013 - March 5, 2014
D.A. DAVIDSON & CO.
November 4, 2013 - November 25, 2013
CROWELL WEEDON & CO.
November 4, 2013 - November 25, 2013
CROWELL WEEDON & CO.
September 29, 2011 - November 4, 2013
CROWELL, WEEDON & CO.
September 29, 2011 - November 4, 2013
CROWELL, WEEDON & CO.
October 7, 2010 - September 8, 2011
MORGAN STANLEY
July 16, 2010 - September 8, 2011
MORGAN STANLEY
December 23, 1991 - December 9, 1992
BA INVESTMENT SERVICES, INC.
June 21, 1990 - December 17, 1991
KENNEDY, CABOT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HERCULES INVESTMENTS
CRD#: 304719 / SEC#: 801-119829
Contact information
Regulatory assets under management
| Total Number of Accounts | 144 |
| AUM (Assets Under Management) | $ 33,200,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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