Frank M. Johnson

HANOVER ADVISORS,

Marieta, GA

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CRD#: 1513031

Professional summary

Frank Marvin Johnson, CFP® is a registered financial advisor currently at HANOVER ADVISORS, INC located in Marieta, Georgia.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Frank has worked at 9 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Holt Cedartown, LLC; Not investment related; Marietta, GA; Commercial Real Estate; Sole Member; 2016; 5 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Marvin Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

September 19, 2019 - Present

HANOVER ADVISORS, INC

RIA

CRD#: 119655

Marieta, GA

Past

September 8, 2001 - December 31, 2005

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

HOLBROOK, NY

Past

May 9, 1996 - September 20, 2001

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

March 2, 1995 - May 14, 1996

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

December 22, 1993 - February 27, 1995

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

July 2, 1990 - December 31, 1991

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CRD#: 2864

BRYAN, OH

Past

September 13, 1988 - July 5, 1990

LCP CAPITAL CORP.

CRD#: 14469

STATEN ISLAND, NY

Past

June 23, 1987 - September 10, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 24, 1986 - July 2, 1987

TOWER SQUARE SECURITIES, INC.

CRD#: 833

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HANOVER ADVISORS, INC

CRD#: 119655 / SEC#: 801-63150

RIA

Registered Investment Advisory firm - (6/7/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(9/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/28/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/21/1986

General Securities Representative Examination

Current Firm

HANOVER ADVISORS, INC

CRD#: 119655 / SEC#: 801-63150

RIA

Registered Investment Advisory firm - (6/7/2004 Approved)

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Contact information

Main Address

101 Rockwood Drive, Seneca, SC 29672

Mailing Address

Po Box 697, Seneca, SC 29679

Phone number

(864) 235-6760

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HANOVER ADVISORS, INC 2025 ANNUAL WRAP BROCHURE (3/31/2025)

HANOVER ADVISORS, INC 2025 ANNUAL ADV BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	624
AUM (Assets Under Management)	$ 332,667,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frank M. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Marvin Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

NATHAN & LEWIS SECURITIES, INC.

WMA SECURITIES, INC.

JOHN HANCOCK DISTRIBUTORS LLC

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

LCP CAPITAL CORP.

INTEGRATED RESOURCES EQUITY CORPORATION

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

HANOVER ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/28/1986

Series 7

Date: 6/21/1986

Current Firm

HANOVER ADVISORS, INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HANOVER ADVISORS, INC

TRUST BUT VERIFY

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