Scott G. Thomas

STEWARDSHIP MATTERS

Maitland, FL

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CRD#: 1512697

Professional summary

Scott Goodwin Thomas, ChFC®, who also goes by Scott Godwin Thomas, is a registered financial advisor currently at STEWARDSHIP MATTERS located in Maitland, Florida.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Scott has worked at 9 firms and has passed the Series 63, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Godwin Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Scott Goodwin; 511 N. Maitland Avenue, Maitland, FL 32751. Variable and infrequent, 1 hour per month, 0 during trading hours; Planning, Identity Theft and Legal Planning Referrals; Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Goodwin Thomas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

April 20, 2011 - Present

STEWARDSHIP MATTERS

RIA

CRD#: 156797

Maitland, FL

Past

April 20, 2011 - December 31, 2011

STEWARDSHIP MATTERS

RIA

CRD#: 156797

MAITLAND, FL

Past

November 27, 2006 - February 11, 2011

QA3 FINANCIAL LLC

RIA

CRD#: 104957

MAITLAND, FL

Past

November 3, 2006 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

MAITLAND, FL

Past

December 8, 2004 - November 2, 2006

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

MAITLAND, FL

Past

December 1, 2004 - November 2, 2006

GUNNALLEN FINANCIAL, INC

CRD#: 17609

MAITLAND, FL

Past

July 3, 2001 - December 1, 2004

G. A. REPPLE & COMPANY

RIA

CRD#: 17486

MAITLAND, FL

Past

July 3, 2001 - December 1, 2004

G. A. REPPLE & COMPANY

CRD#: 17486

CASSELBERRY, FL

Past

August 18, 1995 - June 29, 2001

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

December 6, 1988 - August 24, 1995

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

February 25, 1987 - December 13, 1988

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

July 15, 1986 - February 10, 1987

THE ADVISORS GROUP, INC.

CRD#: 14035

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/20/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/5/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/14/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/26/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 11/7/1994

Investment Company Products/Variable Contracts Principal Examination

Current Firm

STEWARDSHIP MATTERS

STEWARDSHIP MATTERS | THE FINANCIAL FARMER, INC. | STEWARDSHIP MATTERS, INC.

CRD#: 156797 / SEC#: 801-72202

RIA

Registered Investment Advisory firm - (2/22/2012 Terminated)

Florida

Registered Investment Advisory firm - (9/7/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Maitland, FL

Mailing Address

Phone number

(407) 644-9411

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott G. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Goodwin Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEWARDSHIP MATTERS

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

G. A. REPPLE & COMPANY

G. A. REPPLE & COMPANY

MUTUAL SERVICE CORPORATION

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

FSC SECURITIES CORPORATION

THE ADVISORS GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/1986

Series 7

Date: 5/16/1987

Series 6

Date: 7/14/1986

Series 24

Date: 9/26/2005

Series 26

Date: 11/7/1994

Current Firm

STEWARDSHIP MATTERS

Contact information

Documents

Red Flags

Company Information

STEWARDSHIP MATTERS

TRUST BUT VERIFY

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