C J. Psome

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CRD#: 1512310

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

C Jason Psome, who also goes by Jason Psome, was a registered financial professional .

C is a previously registered financial professional and started their career in finance in 1986. C had worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jason Psome

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 14, 2020 - October 12, 2021

ALDEN CAPITAL

RIA

CRD#: 293551

New York, NY

Past

July 6, 2020 - October 12, 2021

J. ALDEN ASSOCIATES, INC.

CRD#: 40002

Doylestown, PA

Past

July 3, 2015 - August 21, 2018

NUVEEN SECURITIES, LLC

CRD#: 469

New York City, NY

Past

October 3, 2012 - March 26, 2015

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

CHICAGO, IL

Past

June 13, 2006 - February 28, 2012

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

NEW YORK, NY

Past

June 13, 2006 - February 28, 2012

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NEW YORK, NY

Past

September 15, 2003 - June 24, 2004

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

NEW YORK, NY

Past

October 1, 2001 - June 24, 2004

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

January 18, 1994 - October 15, 1998

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

Past

January 31, 1990 - November 24, 1993

DRAKE & COMPANY, INC.

CRD#: 16227

NEW YORK, NY

Past

November 4, 1986 - August 16, 1988

KOMINZ COMPANY SECURITIES, INC.

CRD#: 18001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN CAPITAL

CRD#: 293551 / SEC#: 801-116941

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

New York

Registered Investment Advisory firm - (10/10/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/25/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2003

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/16/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/18/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/15/1994

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/18/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/13/1987

General Securities Principal Examination

Current Firm

ALDEN CAPITAL

CRD#: 293551 / SEC#: 801-116941

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

New York

Registered Investment Advisory firm - (10/10/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/25/2019 Terminated)

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Contact information

Main Address

37 West Ave Suite 301, Wayne, PA 19087

Mailing Address

37 West Ave Suite 301, Wayne, PA 19087

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	3,147
AUM (Assets Under Management)	$ 1,444,147,688

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

C J. Psome

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

NUVEEN SECURITIES, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

SANFORD C. BERNSTEIN & CO., INC.

DRAKE & COMPANY, INC.

KOMINZ COMPANY SECURITIES, INC.

Primary Firm SEC Registration

ALDEN CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2003

Series 65

Date: 9/16/1994

Series 63

Date: 4/18/1994

SIE

Date: 8/21/2018

Series 31

Date: 7/15/1994

Series 7

Date: 10/18/1986

Series 24

Date: 3/13/1987

Current Firm

ALDEN CAPITAL

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN CAPITAL

TRUST BUT VERIFY

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