Marianne M. Vanmeter
Professional summary
Marianne Mattingly Vanmeter, who also goes by Marianne Mattingly, Marianne J Vanmeter, is a registered financial professional currently at LEGACY CAPITAL FUND, INC. located in Metairie, Louisiana.
Marianne is registered as a RR (Registered Representative) and started their career in finance in 1990. Marianne has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marianne Mattingly Vanmeter's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2009 - Present
LEGACY CAPITAL FUND, INC.
Office #1: 433 Metairie Rd. Suite 405, Metairie, LA 70005Office #2: 433 Metairie Rd Ste 405, Metairie, LA 70005November 21, 1995 - October 9, 2009
LEGACY CAPITAL FUND, INC.
October 15, 1990 - October 14, 1993
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2021)
(6/3/2021)
(11/20/2009)
(5/25/2021)
(6/4/2021)
(5/16/2021)
(5/14/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LEGACY CAPITAL FUND, INC.
CRD#: 39179 / SEC#: , 8-48568
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
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Company Information
LEGACY CAPITAL FUND, INC.
CRD#: 39179Metairie, LA 70005TRUST BUT VERIFY
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