Christine Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Russell, who also goes by Christine Grace Costas-russell, Christine Grace Russell, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1986. Christine had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2013 - January 15, 2015
CV BROKERAGE, INC
December 2, 2009 - December 10, 2010
FIDUCIARY ADVISORS, LLC
March 22, 2000 - July 18, 2007
BNY MELLON SECURITIES CORPORATION
June 15, 1998 - December 3, 1999
VANGUARD MARKETING CORPORATION
September 15, 1986 - April 8, 1992
DELAWARE DISTRIBUTORS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CV BROKERAGE, INC
CRD#: 462 / SEC#: , 8-12429
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
