Gerald F. Weigel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Frank Weigel, who also goes by Jerry Weigel, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1986. Gerald had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2008 - March 10, 2020
NFSG CORPORATION
September 23, 2008 - March 10, 2020
NEWBRIDGE SECURITIES CORPORATION
April 24, 2006 - September 22, 2008
CHICAGO INVESTMENT GROUP, LLC
June 6, 2005 - December 14, 2005
QUESTAR ASSET MANAGEMENT, INC.
April 29, 2005 - April 25, 2006
QUESTAR CAPITAL CORPORATION
September 30, 2003 - May 3, 2005
REGIS ASSET MANAGEMENT LLC
January 13, 2003 - May 3, 2005
REGIS SECURITIES CORPORATION
October 2, 1998 - January 2, 2003
MEDALLION EQUITIES, INC.
September 8, 1997 - October 23, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 9, 1987 - September 9, 1997
MARINER FINANCIAL SERVICES, INC.
June 3, 1986 - May 8, 1987
MUTUAL SERVICE CORPORATION
Primary Firm SEC Registration
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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