Pamela J. Warren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Jean Warren, who also goes by Pamela Jean Geenville, Pamela Jean Grenville, Pamela Jean Larrigan, Pam Jean Warren, Pamela Warren, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1987. Pamela had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2014 - February 13, 2015
COSSE' INTERNATIONAL SECURITIES, INC.
September 13, 2011 - August 21, 2013
WADDELL & REED
September 13, 2011 - August 21, 2013
WADDELL & REED
December 23, 2010 - July 18, 2011
SIGNATOR FINANCIAL SERVICES, INC.
May 19, 2010 - July 18, 2011
SIGNATOR FINANCIAL SERVICES, INC.
December 4, 2000 - October 25, 2005
GOVERNMENT PERSPECTIVES, LLC
November 19, 1998 - August 24, 2000
WELLS FARGO CLEARING SERVICES, LLC
January 12, 1994 - November 17, 1998
SEATTLE-NORTHWEST SECURITIES CORPORATION
February 9, 1993 - January 14, 1994
KEY INVESTMENTS INC.
February 7, 1991 - February 11, 1993
CAPITAL BROKERAGE CORPORATION
May 12, 1987 - December 27, 1989
SEATTLE-NORTHWEST SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COSSE' INTERNATIONAL SECURITIES, INC.
CRD#: 6216 / SEC#: , 8-17106
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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