Timothy P. Prichard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Patrick Prichard, who also goes by Timothy Patrick Pichard, Tim Prichard, Timothy Patrick Pritchard, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1987. Timothy had worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2017 - November 17, 2020
MULTI-BANK SECURITIES, INC.
February 22, 2007 - April 5, 2017
VFINANCE INVESTMENTS, INC
December 20, 1999 - October 16, 2006
CAMBRIDGE GROUP INVESTMENTS, LTD.
January 30, 1998 - May 30, 2000
WELLS FARGO CLEARING SERVICES, LLC
May 2, 1997 - February 3, 1998
HOPPER SOLIDAY & CO., INC.
March 27, 1997 - May 7, 1997
LOP CAPITAL MARKETS, INC.
September 17, 1990 - April 2, 1997
LEHWALD, OROSEY & PEPE INCORPORATED
June 16, 1988 - March 6, 1990
LEHWALD, OROSEY & PEPE INCORPORATED
February 16, 1988 - June 28, 1988
FIRST STATE INVESTMENTS, INC.
June 24, 1987 - February 23, 1988
MCG PORTFOLIO MANAGEMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/13/2022
General Securities Representative ExaminationCurrent Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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