Lynne Marcus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynne Marcus, CFP®, who also goes by Lynn Marcus, was a registered financial professional .
Lynne is a previously registered financial professional and started their career in finance in 1986. Lynne had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1989
Experience
November 30, 2021 - February 21, 2024
WORLD CAPITAL BROKERAGE, INC.
May 27, 2016 - December 6, 2021
AVANTAX ADVISORY SERVICES
May 18, 2016 - December 6, 2021
AVANTAX INVESTMENT SERVICES, INC.
June 3, 2011 - May 11, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
May 13, 2011 - May 11, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
May 3, 2007 - April 29, 2011
COMMONWEALTH FINANCIAL NETWORK
August 22, 1995 - April 29, 2011
COMMONWEALTH FINANCIAL NETWORK
December 23, 1992 - July 18, 1995
RELIASTAR FINANCIAL MARKETING CORP.
April 24, 1990 - December 16, 1992
CADARET, GRANT & CO., INC.
November 19, 1989 - January 1, 1990
OSAIC WEALTH, INC.
June 17, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
May 22, 1986 - June 23, 1987
GLOBAL CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD CAPITAL BROKERAGE, INC.
CRD#: 37 / SEC#: , 8-6805
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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