Wayne Meadows
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Meadows was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1986. Wayne had worked at 3 firms and has passed the Series 63, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 1989 - May 9, 1990
OMNI CAPITAL MARKETS, INCORPORATED
March 2, 1988 - August 28, 1989
FREEDOM FIRST SECURITIES, INC.
December 12, 1986 - October 1, 1987
LIBERTY FIRST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/18/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
OMNI CAPITAL MARKETS, INCORPORATED
CRD#: 23583 / SEC#: , 8-40578
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
