Steven D. Segal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Drew Segal, who also goes by Steven Drew, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1986. Steven had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2007 - October 10, 2012
DELANEY EQUITY GROUP LLC
March 30, 2006 - August 6, 2007
JANNEY MONTGOMERY SCOTT LLC
April 1, 1993 - August 6, 2007
JANNEY MONTGOMERY SCOTT LLC
January 31, 1991 - April 2, 1993
MOODY CAPITAL SOLUTIONS, INC
March 5, 1990 - January 31, 1991
FINANCIAL EQUITIES RESOURCES, INC.
May 30, 1986 - March 5, 1990
BAILEY, MARTIN & APPEL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DELANEY EQUITY GROUP LLC
CRD#: 142285 / SEC#: , 8-67449
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELANEY, DAVID CAMERON | CEO/AML OFFICER/MANAGING MEMBER/CCO, CFO, FINOP | 2447186 |
Disclosures
| Regulatory Event | 5 |
| Criminal | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
