Robert W. Brinkman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert William Brinkman was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 52, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2019 - April 5, 2021
SAFE HARBOUR LLC
October 1, 2004 - September 1, 2005
SLOAN SECURITIES CORP.
September 15, 2003 - October 6, 2004
GUNNALLEN FINANCIAL, INC
September 15, 2003 - October 6, 2004
GUNNALLEN FINANCIAL, INC
March 12, 2003 - May 16, 2003
AMERICAN SKANDIA ADVISORY SERVICES, INC.
May 6, 1994 - May 16, 2003
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
September 24, 1987 - September 13, 1991
EDWARD JONES
June 10, 1986 - May 12, 1987
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SAFE HARBOUR LLC
CRD#: 300265 / SEC#:
Contact information
Red Flags
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