John F. Winnick
Professional summary
John Frederick Winnick was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John Frederick Winnick, who also goes by Jack Chao, Chao Winnick, Jack Winnick, John Winnick, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 9 firms and has passed the Series 63, Series 7, Series 22 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2007 - March 27, 2008
CAPITAL GROWTH RESOURCES
May 14, 2003 - March 6, 2007
I.C.R. FINANCIAL CENTER, INC.
May 13, 1993 - June 8, 1994
LAM WAGNER, INC.
April 20, 1993 - May 27, 1993
MONACO SECURITIES, INC.
January 28, 1993 - May 13, 1993
LP CHARLES & COMPANY, INC.
October 27, 1992 - November 28, 1992
FIRST AFFILIATED SECURITIES
December 20, 1990 - October 15, 1992
H.J. MEYERS & CO., INC.
June 22, 1990 - June 22, 1990
REMINGTON SECURITIES, INC.
February 22, 1990 - August 10, 1990
M.L. STERN & CO., LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPITAL GROWTH RESOURCES
CRD#: 7779 / SEC#: , 8-26590
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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