John C. Harnage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Chester Harnage III was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 24 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2003 - December 17, 2003
A.B. WATLEY, INC.
April 15, 2003 - June 13, 2003
ELECTRONIC TRADING GROUP, LLC
January 15, 2003 - April 3, 2003
NATIONAL SECURITIES CORPORATION
May 24, 2002 - September 23, 2002
ADVANCED PLANNING SECURITIES, INC.
December 9, 1999 - October 22, 2001
ON-SITE TRADING, INC.
June 30, 1999 - November 15, 1999
J.P.R. CAPITAL CORP.
October 14, 1996 - March 28, 1997
TOLUCA PACIFIC SECURITIES CORP.
November 2, 1995 - April 3, 1996
CORTLANDT CAPITAL CORPORATION
July 17, 1995 - July 25, 1995
ALL-TECH DIRECT, INC.
October 20, 1994 - July 5, 1995
ROYAL PALM INVESTMENTS, LTD.
August 26, 1994 - September 28, 1994
SEABOARD SECURITIES, INC.
July 11, 1994 - August 1, 1994
GRAYSON FINANCIAL LLC
December 7, 1993 - June 15, 1994
JOSEPH ROBERTS & CO., INC.
December 17, 1992 - November 15, 1993
REICH & CO., INC.
October 6, 1992 - December 10, 1992
LEHMAN BROTHERS INC.
March 5, 1992 - October 6, 1992
CHARLES SCHWAB & CO., INC.
February 25, 1992 - April 3, 1992
BERKELEY SECURITIES CORPORATION
October 8, 1991 - December 21, 1991
INVESTORS ASSOCIATES, INC.
August 8, 1991 - August 20, 1991
FIRST CHOICE SECURITIES CORP.
July 2, 1990 - November 24, 1990
THE STUART-JAMES COMPANY, INCORPORATED
October 11, 1989 - February 6, 1990
J. W. GANT & ASSOCIATES, INC.
March 10, 1989 - June 13, 1989
A.J. MICHAELS & CO., LTD.
May 13, 1987 - March 10, 1989
INVESTORS CENTER, INC.
April 29, 1987 - August 8, 1987
FIRST FIDELITY CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/20/1999
Limited Representative-Equity Trader ExamCurrent Firm
A.B. WATLEY, INC.
CRD#: 797 / SEC#: , 8-7080
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
