Jay R. Weiser
Professional summary
Jay R Weiser was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jay is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Jay had worked at 5 firms, which includes DESPAIN INVESTMENT SOLUTIONS LTD., DESPAIN FINANCIAL CORPORATION, IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC, PRUCO SECURITIES LLC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2000 - June 28, 2018
DESPAIN INVESTMENT SOLUTIONS, LTD.
June 21, 2000 - June 22, 2018
DESPAIN FINANCIAL CORPORATION
February 14, 2000 - June 29, 2000
IDS LIFE INSURANCE COMPANY
February 14, 2000 - June 29, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
June 13, 1986 - September 1, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DESPAIN INVESTMENT SOLUTIONS, LTD.
CRD#: 122581 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 19,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
